California attorney · CA Bar #279869

California class action defense attorney

I'm Sergei Tokmakov, a California attorney. If your business has been hit with a class-action demand letter or a filed complaint in California, CCP § 382 and Cal. Rules of Court 3.760-3.771 govern state-court class actions, while FRCP 23 controls in federal court with CAFA removal often available. Class action defense is complex, fact-driven, and custom-quoted. I deliver the pre-cert case map and scope the defense engagement from there.

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Bus. & Prof. Code § 17200
Quick answer

California state-court class actions are authorized by CCP § 382 and proceduralized by Cal. Rules of Court 3.760-3.771 (certification, notice, settlement). Federal class actions are governed by FRCP 23 with CAFA jurisdiction available under 28 U.S.C. § 1332(d) for cases with $5M+ aggregate exposure and minimal diversity. Substantive California class-cert doctrine comes from Brinker (2012) 53 Cal.4th 1004 (manageability), Sav-On Drug Stores (2004) 34 Cal.4th 319 (substantive uniformity), and Pioneer Electronics (2007) 40 Cal.4th 360 (notice). PAGA actions (Lab. Code § 2698) run on a separate track and do not require certification. Defense strategy is complex and custom-quoted. Case map from $1,500; full engagement scoped on retainer.

CCP § 382
California class statute
PAGA
Lab. § 2698 representative
Mootness
Pick-off attempts blocked
Daubert
Class-cert expert challenges

What I do for class-action defense matters

1

Stake out the cert-defeating posture early.

Class certification under CCP § 382 turns on numerosity, ascertainability, predominance, superiority. I draft the early demand and answer to defeat one of the four factors, usually predominance.

CCP § 382
2

Deploy mootness and pick-off tactics.

Strategic offers of judgment can moot the named plaintiff's claim. I evaluate whether the case is a mootness candidate before discovery costs run.

CCP § 998
3

Brief Daubert on certification experts.

Class-cert hinges on expert testimony. I brief the Daubert challenge at cert, not trial, so the cert-stage expert never gets credited.

4

Cut PAGA exposure with focused motion practice.

PAGA representative claims expand defense exposure. I move to limit, sever, or strike PAGA claims so the case stays manageable.

Lab. § 2698

Why this calls for a structured engagement

DIY / template

What a self-written letter misses

  • Concedes the certification fight too early
  • Cannot use mootness or pick-off tactics
  • Misses the Daubert challenge on cert experts
  • Lets PAGA representative claims expand the case
Attorney letter

What the attorney letter does

  • Stakes out the cert-defeating posture early
  • Deploys mootness and pick-off motions where they fit
  • Briefs Daubert on certification experts
  • Cuts PAGA exposure with focused motion practice

Class certification is where the case is won or lost, the early demand and response sets the posture for the cert motion.

The controlling law

The certification decision is the case. A California UCL / wage-and-hour class action with 5,000 putative class members and $50M aggregate exposure: certification denial usually ends the case because no individual plaintiff has economic motivation to continue. Certification grant usually leads to mediation and a settlement in the $5M to $20M range. The defense investment in certification opposition (often $500K to $2M in attorney time and expert costs at large firms) is calibrated against the certification stakes. The case map identifies which certification factors are most attackable and where to focus.

What clients send me

Class action defense engagement requires comprehensive documentation. Before delivering the case map, I ask for:

  • The demand letter or filed complaint with all exhibits
  • The underlying contracts, policies, or practices alleged to have caused the class-wide harm
  • Estimated class size (number of customers, employees, transactions, accounts affected)
  • Estimated aggregate exposure (the rough dollar value if the plaintiffs prevailed on the merits class-wide)
  • The defendant's geographic footprint and the residence of class members (for CAFA diversity analysis)
  • Identification of the named plaintiff(s) and their counsel (especially for prior class-action history)
  • Any prior settlements or court rulings on similar claims involving the defendant
  • Internal policies, training materials, or contracts that govern the alleged conduct
  • Document retention status: is the relevant data still in the company's systems, what is the data architecture
  • For wage-and-hour matters: payroll system, time-keeping system, and any wage-statement audits
  • For consumer matters: customer database, marketing materials, terms of service
  • For data-breach or privacy matters: incident response materials, public disclosures

If documents are incomplete, send what you have. I tell you what is needed and whether the gaps affect the case map before quoting.

What I send back

How the engagement runs

1
Send facts

Email a paragraph + key documents.

2
Identify theory

I map the facts to the CA statute.

3
Draft letter

Attorney letter on letterhead.

4
You approve

Two revision rounds included.

5
Send certified

USPS certified + email delivery.

6
Negotiate

Three negotiation responses included.

Choose your path

Start here if

Case memo

$349
  • You want a written legal evaluation first
  • You may refer to a contingency firm later
  • Statute or evidence questions are unsettled
Accept memo - $349
Start here if

Demand + draft lawsuit

$1,200
  • Counterparty needs to see the lawsuit is real
  • Multiple claims or institutional defendant
  • You may file pro se after the demand
Accept package - $1,200

Pricing

Note on full defense engagement: Class action defense beyond the case map is scoped on a litigation retainer based on case complexity, procedural posture, and substantive area. Matters that require infrastructure exceeding a solo practice (multi-defendant cases, nationwide classes, complex expert-witness needs) are referred to defense-side class-action firms with whom I have working relationships; the case map travels with the referral. Honest scope conversation is part of the initial intake.

Frequently asked questions

You
What is the California class action statute?
S
California has no codified class-action statute equivalent to FRCP 23. CCP § 382 contains a single-sentence authorization (when "the question is one of a common or general interest, of many persons, or when the parties are numerous, and it is impracticable to bring them all before the court, one or more may sue or defend for the benefit of all"). Cal. Rules of Court 3.760-3.771 supply the procedural framework: certification under Rule 3.764, notice under Rule 3.766, settlement under Rule 3.769. Substantive class-action doctrine in California comes from case law: Sav-On Drug Stores v. Superior Court (2004) 34 Cal.4th 319 (substantive uniformity), Brinker Restaurant Corp. v. Superior Court (2012) 53 Cal.4th 1004 (manageability), and Pioneer Electronics v. Superior Court (2007) 40 Cal.4th 360 (notice and opt-out).
You
How does CAFA removal work?
S
The Class Action Fairness Act of 2005 (28 U.S.C. § 1332(d)) gives federal courts jurisdiction over class actions where (1) the proposed class is at least 100 members, (2) any class member is a citizen of a state different from any defendant (minimal diversity), and (3) the aggregate amount in controversy exceeds $5 million. CAFA removal is one of the first decisions in California class-action defense because federal court is generally a more defendant-friendly forum on cert (FRCP 23(b)(3) predominance analysis after Wal-Mart Stores, Inc. v. Dukes (2011) 564 U.S. 338 is stringent). Exceptions for local controversies (28 U.S.C. § 1332(d)(4)) sometimes keep cases in state court; the defense analysis runs the CAFA math first.
You
What's in the pre-certification defense engagement?
S
The starting deliverable is a case map covering (1) the proposed class definition and its weaknesses, (2) the commonality and typicality analysis under CCP § 382 / FRCP 23(a), (3) the predominance and superiority analysis under Rule 23(b)(3) if federal, (4) removal analysis under CAFA, (5) demurrer or motion-to-strike opportunities to narrow or kill the class allegations, (6) discovery strategy for opposing class certification, and (7) individual settlement leverage. The map is the foundation; the litigation engagement that follows is scoped against case complexity. Starting price is $1,500 for the case map; full pre-cert defense work and certification opposition are scoped on a litigation retainer.
You
What is the Brinker / Pioneer framework?
S
Brinker Restaurant Corp. v. Superior Court (2012) 53 Cal.4th 1004 is the California Supreme Court's authoritative class-cert framework for wage-and-hour and similar cases. The court emphasized that trial-court certification requires examination of substantive law and evidence to determine whether common questions predominate; it is not a pleading-stage exercise. Pioneer Electronics (USA), Inc. v. Superior Court (2007) 40 Cal.4th 360 addresses class notice and opt-out, particularly the use of opt-out (rather than opt-in) procedures and the appropriate notice form. Sav-On Drug Stores (2004) 34 Cal.4th 319 emphasizes that substantive uniformity of harm matters; class certification is appropriate when the legal questions are common even when damages vary.
You
What kinds of class actions are common in California?
S
California's plaintiff-friendly substantive law (especially in wage-and-hour, consumer-protection, and privacy contexts) makes it a frequent class-action forum. Common categories: (1) wage-and-hour PAGA + class hybrid under Lab. Code § 2698 et seq., (2) consumer protection under Bus. & Prof. Code § 17200 (UCL) and § 17500 (FAL), (3) consumer fraud and misrepresentation, (4) privacy violations under the CCPA / CPRA (Civ. Code § 1798.100 et seq.) and CIPA (Pen. Code § 631 wiretap claims), (5) ADA / Unruh Act accessibility claims, (6) defective products, (7) data-breach class actions, and (8) employment discrimination (FEHA). The substantive area drives the certification analysis and the realistic settlement range.
You
Why is class action defense more expensive than other matters?
S
Three reasons. First, the procedural complexity is significant: CAFA removal analysis, certification briefing (often 50+ pages each side with expert declarations), notice procedure, settlement approval, attorney-fee disputes, and potential appeals (CCP § 904.1(a)(3) allows immediate appeal of class certification orders in California). Second, the discovery scope is broad: class-wide data, named-plaintiff depositions, expert reports on commonality, damages-model expert. Third, the stakes are high: a class action that survives certification often has aggregated exposure in the tens of millions, which justifies serious defense investment. The $1,500 starting price gets the case map; the engagement scales from there based on case posture.
You
What about PAGA actions specifically?
S
California's Private Attorneys General Act (Lab. Code § 2698 et seq.) is a representative action separate from CCP § 382 class actions, with its own procedural framework. PAGA does not require class certification (Arias v. Superior Court (2009) 46 Cal.4th 969) but does require pre-suit notice to the Labor and Workforce Development Agency under § 2699.3 and a 65-day waiting period. The 2024 PAGA reforms (effective July 1, 2024) capped penalties, added cure provisions, and changed standing rules. Many California wage-and-hour matters now include both a class claim and a PAGA claim; the defense strategy addresses both. The case map includes PAGA exposure analysis where wage-and-hour issues are involved.
You
Can a class action settle pre-certification?
S
Yes, both individually with the named plaintiff (which extinguishes the named plaintiff's case but does not bind the absent class members) and as a class on a pre-cert basis with court approval under Cal. Rule of Court 3.769 or FRCP 23(e). Individual settlement with the named plaintiff often produces a settlement at the named plaintiff's individual damages level plus an inducement payment; the named plaintiff dismisses the case but absent class members retain their individual claims. Pre-cert class settlement requires court approval and notice procedures but can resolve the case efficiently when the defendant wants finality. The defense engagement includes individual-settlement leverage analysis as part of the case map.
You
What if the class action is in federal court?
S
Federal class actions under FRCP 23 have stricter certification standards post-Wal-Mart Stores, Inc. v. Dukes (2011) 564 U.S. 338. The Rule 23(b)(3) predominance analysis is rigorous; the certification ruling is appealable under Rule 23(f). Federal court also has different summary-judgment and discovery procedures. Most California state-court class actions that meet CAFA jurisdictional thresholds are removable to federal court and the defense often prefers federal forum. The case map covers the forum analysis and the removal strategy if state-court filing is the starting posture.
You
How quickly do you respond?
S
For a pre-suit class-action demand letter or threatened filing: same-day quote and case map within 10 business days. For a filed complaint with a removal or response deadline approaching, the engagement is scoped on a rush basis with the case map delivered within 5 business days; CAFA removal is a 30-day clock under 28 U.S.C. § 1446(b) so urgency is real. Send the demand letter or complaint with all attachments; I will quote scope same day.

Class action filed against your business? Let me map the case.

Email me a short paragraph about the case, the procedural posture, and your business. I'll respond same day with a scoped custom quote.

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