Terms.Law

UVTA Analysis & Compliance

Structure asset transfers to survive fraudulent conveyance challenges. Badges of fraud analysis, safe harbor strategies, and creditor alignment for bulletproof pre-litigation restructuring.

⚠ Fraudulent Transfer = Voided Transfer

If creditors successfully challenge a transfer under UVTA, the court can void the transfer, require the assets returned, and award attorney's fees. Pre-litigation transfers are especially scrutinized. Structure defensively or risk losing everything.

Badges of Fraud Checklist

Courts look for these indicators of fraudulent intent. Multiple badges = higher scrutiny.

🚨 Transfer to Insider

Transfer to family member, related entity, or business partner triggers heightened scrutiny. Document arm's length terms.

🚨 Retained Control

Transferor continues to possess or control the asset. Indicates the transfer is a sham.

🚨 Concealed Transfer

Transfer kept secret from creditors. Always document and consider providing notice.

🚨 Litigation Pending/Threatened

Transfer made after lawsuit filed or demand letter received. Most dangerous timing.

🔎 Substantially All Assets

Transfer of most or all debtor's assets. Leaves nothing for creditors to collect.

🔎 Debtor Absconded

Transferor disappeared or became unreachable after transfer.

🔎 Inadequate Consideration

Transfer for less than reasonably equivalent value. Document fair market value.

🔎 Insolvent After Transfer

Debtor becomes insolvent as result of transfer. Balance sheet test applies.

Safe Harbor Strategies

Reasonably Equivalent Value

Pay fair market value for transferred assets. Get independent appraisals. Document the valuation methodology and comparable transactions.

Creditor Consent

Obtain written consent from major creditors before transfer. Consent eliminates their standing to challenge. Include release language.

Solvency Certificate

Prepare a solvency certificate showing transferor remains solvent after transfer. Use balance sheet, cash flow, and capital adequacy tests.

Contemporaneous Documentation

Document the legitimate business purpose BEFORE the transfer. Board resolutions, valuation memos, and deal rationale memoranda.

Arm's Length Terms

Structure insider transactions with terms a third party would accept. Independent negotiation, standard market terms, competitive pricing.

Ordinary Course Defense

Transfers in ordinary course of business are harder to challenge. Document that the transfer fits normal business operations.

UVTA Statute of Limitations

Claim Type Limitations Period Notes
Actual Fraud (Intent) 4 years from transfer OR 1 year from discovery Whichever is later; concealment can extend
Constructive Fraud (No Value) 4 years from transfer No discovery rule; strict deadline
Bankruptcy Trustee 2 years from petition filing Plus state law lookback period
Federal Tax Liens (IRS) 6 years from assessment Longer lookback for federal claims

Pre-Litigation Structuring Strategies

💰 Debt Paydown Structure

  • Pay creditors before transfer
  • Obtain lien releases
  • Document satisfaction of debts
  • Reduces claims pool
  • Shows good faith

📈 Equity Contribution

  • NewCo pays fair value to OldCo
  • OldCo uses proceeds for creditors
  • Creates paper trail
  • Independent valuation required
  • Board approval both entities

📝 Creditor Settlement

  • Negotiate releases before transfer
  • Offer partial payment for release
  • Consent to transfer in release
  • Eliminates standing to sue
  • Document the negotiation

Required Documentation

1

Independent Valuation

Third-party appraisal or valuation of transferred assets. Document methodology, comparables, and assumptions. Date the valuation before the transfer.

2

Board Resolutions

Both transferor and transferee board approval. Document business purpose, valuation review, and authorization of specific terms.

3

Solvency Certificate

Officer certification that transferor remains solvent after transfer. Balance sheet test, cash flow test, and capital adequacy test. Attach financials.

4

Business Purpose Memo

Contemporaneous memorandum explaining legitimate business reasons for the transfer. Not litigation avoidance. Real operational benefits.

5

Creditor Consents/Releases

Written consent from major creditors. Include acknowledgment of transfer, waiver of fraudulent transfer claims, and release language.

Related Resources

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