For Employers | Investigate Claims | Assert Defenses | Protect Your Business
California Government Code Section 12940(j) makes it unlawful for employers to harass employees based on protected characteristics. California's protections are broader than federal law, covering employers with 5 or more employees (compared to Title VII's 15-employee threshold).
| Protected Characteristic | Examples |
|---|---|
| Race, Color, National Origin, Ancestry | Racial slurs, ethnic jokes, derogatory comments about heritage |
| Sex, Gender, Gender Identity, Gender Expression | Sexual comments, gender-based insults, misgendering |
| Sexual Orientation | Homophobic slurs, harassment based on sexual orientation |
| Religion, Religious Creed | Religious mockery, forcing participation in religious activities |
| Age (40+) | Age-based jokes, comments about retirement, "old timer" remarks |
| Disability (Physical or Mental) | Mocking disabilities, denying accommodations, disability-based jokes |
| Marital Status, Pregnancy, Medical Condition | Comments about pregnancy, marital status discrimination |
| Military/Veteran Status, Genetic Information | Harassment based on military service or genetic conditions |
Sexual harassment claims generally fall into two categories:
| Type | Definition | Examples |
|---|---|---|
| Quid Pro Quo | Employment benefits are conditioned on submission to unwelcome sexual conduct, OR adverse action is taken for refusing such conduct | Supervisor offers promotion for sexual favors; employee is demoted after rejecting advances; hiring conditioned on dating relationship |
| Hostile Work Environment | Unwelcome conduct based on sex that is sufficiently severe or pervasive to alter working conditions and create an abusive environment | Persistent sexual jokes, displaying pornography, unwanted touching, sexual comments about appearance, repeated requests for dates after rejection |
For hostile work environment claims, the conduct must be "severe or pervasive" - not both. California courts analyze:
| Harasser | Employer Liability Standard | Defense Available? |
|---|---|---|
| Supervisor/Manager | Strict liability under FEHA - employer is automatically liable for supervisor harassment regardless of whether employer knew or should have known | Faragher-Ellerth defense may limit damages in some circumstances |
| Co-Worker | Negligence standard - employer is liable only if it knew or should have known of the harassment and failed to take immediate, appropriate corrective action | Prompt remedial action defense available |
| Third Party (Customer, Vendor) | Similar to co-worker standard - employer must take reasonable steps to prevent and correct third-party harassment | Prompt remedial action defense available |
Effective January 1, 2020, AB 9 extended the deadline for filing DFEH (now CRD) harassment complaints:
California requires harassment prevention training for employers with 5 or more employees:
California employers have a legal duty to investigate harassment complaints. Under FEHA and case law, you must:
Before responding, gather information about the complaint and any prior issues:
| Information to Gather | Why It Matters |
|---|---|
| Prior complaints by this employee | Pattern may suggest credibility issues or ongoing legitimate concerns that were not addressed |
| Prior complaints against the accused | Pattern of similar complaints significantly increases liability exposure |
| Previous investigations involving either party | Shows what employer knew and what steps were previously taken |
| HR files and personnel records | May contain relevant performance issues, prior warnings, or documented behavior |
| Training records | Documentation that harassment training was provided to both parties |
| Anti-harassment policies distributed | Evidence that clear policies were communicated to employees |
Evaluate the specific allegations in the complaint:
If any corrective action was previously taken, assess its effectiveness:
| Question | If Yes | If No |
|---|---|---|
| Did harassment actually occur? | Focus on remedial action defense | Document evidence supporting denial |
| Is the accused a supervisor? | Strict liability applies - focus on limiting damages | Negligence defense available if prompt action taken |
| Did you have prior notice? | Your response to notice is critical | Lack of notice may support defense |
| Did complainant use internal complaint procedure? | Your response to complaint matters | May support Faragher-Ellerth defense |
| Did you take prompt remedial action? | Strong defense to co-worker claims | Significant liability exposure |
| Is there documentation of anti-harassment policies and training? | Supports reasonable care defense | Increases liability exposure |
Investigation Best Practices:
The Faragher-Ellerth defense (from two U.S. Supreme Court cases) can limit liability for supervisor harassment when no tangible employment action was taken:
Building the Defense:
If harassment is substantiated, or even if findings are inconclusive, document all remedial measures taken:
| Remedial Measure | When Appropriate | Documentation Needed |
|---|---|---|
| Verbal Warning | Minor first offense; conduct was inappropriate but not severe | Written memo to file documenting the warning given |
| Written Warning | More serious conduct or repeat offense; needs documentation | Signed acknowledgment from accused; copy in personnel file |
| Required Training | Conduct suggests lack of awareness; remedial education appropriate | Training completion certificates; content of training |
| Transfer/Reassignment | Separation needed; complainant should not be adversely affected | Documentation that transfer does not disadvantage complainant |
| Suspension | Serious conduct warranting removal from workplace | Written suspension notice; length and conditions |
| Termination | Severe harassment; repeat offense; or pattern of misconduct | Termination letter; documentation supporting decision |
Immediately take steps to preserve all relevant evidence:
How you communicate with the complainant affects both the legal outcome and the perception of your response:
This defense, derived from U.S. Supreme Court cases Faragher v. City of Boca Raton and Burlington Industries v. Ellerth, can provide a complete defense to supervisor harassment claims when no tangible employment action occurred:
For co-worker harassment (where strict liability does not apply), employers can defeat liability by showing they took prompt and appropriate corrective action:
If the employee failed to report the harassment through available channels, this can support the Faragher-Ellerth defense and demonstrate the employer lacked notice:
For hostile work environment claims, the plaintiff must prove the conduct was "severe or pervasive" enough to alter working conditions. Employers can defend by showing:
| Factor | Defense Argument |
|---|---|
| Isolated Incidents | A few stray comments or isolated incidents, unless extremely severe, do not create a hostile environment |
| Mere Offensiveness | Conduct that is merely offensive, annoying, or unprofessional does not rise to actionable harassment |
| No Interference with Work | Conduct did not actually interfere with employee's work performance |
| Reasonable Person Standard | A reasonable person in plaintiff's position would not find the environment hostile or abusive |
| Not Based on Protected Characteristic | Conduct was equal-opportunity rudeness or general incivility, not targeted at a protected class |
By definition, harassment must be "unwelcome." If the conduct was welcomed or participated in by the complainant, it may not constitute harassment:
If the employee alleges adverse employment action (termination, demotion) was retaliation for complaining about harassment, the employer can defend by showing:
Under AB 9, employees must file a complaint with the California Civil Rights Department (CRD) within 3 years of the alleged harassment (for conduct occurring on or after January 1, 2020). After obtaining a right-to-sue letter, they have 1 year to file a civil lawsuit.
Harassment allegations can result in significant liability, damage to your business reputation, and costly litigation. I help employers investigate complaints properly, implement effective defenses, and minimize legal exposure. A strategic response to harassment allegations can prevent or limit damages.
Book a call to discuss your situation. I will review the complaint, assess your legal exposure, and advise on the best strategy for responding and protecting your business.
Email: owner@terms.law
Whether you need to investigate a complaint, respond to a demand letter, or defend against litigation, I provide experienced guidance to help employers navigate harassment allegations and minimize legal exposure.
Schedule a ConsultationWhen employers receive harassment complaints or demand letters, the response must be swift, thorough, and legally compliant. Under the California Fair Employment and Housing Act (Government Code Section 12940(j)), employers face significant liability for workplace harassment. Understanding your obligations and defense options is critical to protecting your business.