📋 What is Surgical Error?
Surgical errors are preventable mistakes made during surgical procedures that cause harm to patients. While surgery always carries inherent risks, surgical errors go beyond known complications - they occur when surgeons, anesthesiologists, or surgical staff deviate from accepted medical standards, fail to follow safety protocols, or make mistakes that a reasonably competent professional would not make.
Types of Surgical Errors
❌ Wrong-Site Surgery
Operating on the wrong body part (wrong side, wrong limb, wrong organ) or wrong level (wrong vertebra in spine surgery)
👤 Wrong-Patient Surgery
Performing a procedure on the wrong patient due to identification failures or paperwork errors
🩹 Wrong Procedure
Performing an entirely different procedure than intended or medically indicated
🔬 Retained Surgical Items
Leaving sponges, instruments, needles, or other objects inside the patient's body after surgery
💉 Anesthesia Errors
Incorrect dosage, failure to monitor, intubation injuries, or failure to recognize adverse reactions
🩸 Surgical Technique Errors
Damage to adjacent organs/nerves, improper incisions, inadequate hemostasis, or improper wound closure
🔬 Post-Operative Complications
Failure to recognize and treat infections, bleeding, blood clots, or other complications in a timely manner
📰 Pre-Operative Errors
Inadequate patient evaluation, failure to review imaging, operating without proper consent, or poor surgical planning
⚠ "Never Events" - Errors That Should Never Happen
The National Quality Forum defines certain surgical errors as "Never Events" - serious, preventable adverse events that should never occur. These include:
- ❌ Surgery on the wrong body part
- ❌ Surgery on the wrong patient
- ❌ Wrong surgical procedure performed
- ❌ Retention of foreign object after surgery
- ❌ Intraoperative or post-operative death in healthy patient
- ❌ Patient death or serious injury due to contaminated drugs/devices
- ❌ Burns from equipment during surgery
Key Point: Never Events are so clearly preventable that their occurrence creates a strong inference of negligence. Many qualify for the res ipsa loquitur doctrine.
⚠ California MICRA Rules Apply
Surgical error claims are medical malpractice claims governed by California's Medical Injury Compensation Reform Act (MICRA). Key requirements include:
- 90-day pre-suit notice under CCP 364
- Non-economic damages caps under Civil Code 3333.2 (AB 35)
- Expert witness requirements under Evidence Code 720
- Strict statute of limitations under CCP 340.5 (with foreign object exception)
⚖ Legal Basis for Surgical Error Claims
Surgical error claims in California are governed by MICRA statutes and common law negligence principles. Certain surgical errors may also allow you to invoke the powerful res ipsa loquitur doctrine.
Key California Statutes
Code of Civil Procedure Section 340.5
The statute of limitations: 1 year from discovery of the injury and its negligent cause, or 3 years from the date of injury, whichever comes first. Important exception: For retained foreign objects, the 3-year limit does NOT apply - you have 1 year from discovery regardless of when the surgery occurred.
Civil Code Section 3333.2 (as amended by AB 35)
Caps non-economic damages in medical malpractice cases. For 2024: $357,000 for non-death cases; $510,000 for wrongful death. Caps increase annually by 2% until 2034.
Code of Civil Procedure Section 364
Requires 90-day written notice before filing suit against a healthcare provider. Must be served on each defendant you intend to sue. Filing tolls the statute of limitations for 90 days.
Res Ipsa Loquitur - "The Thing Speaks for Itself"
The res ipsa loquitur doctrine is particularly important in surgical error cases. When applicable, it creates an inference of negligence without requiring expert testimony on the standard of care. Under California Evidence Code Section 646:
💡 Element 1: Type of Injury
The injury is of a type that ordinarily does not occur in the absence of someone's negligence
🔒 Element 2: Exclusive Control
The instrumentality causing the injury was in the exclusive control of the defendant(s)
👤 Element 3: No Patient Contribution
The injury was not due to any voluntary action or contribution by the plaintiff
✅ When Res Ipsa Loquitur Applies
California courts have applied res ipsa loquitur in the following surgical error cases:
- Retained surgical sponges - Ybarra v. Spangard (1944)
- Wrong-site surgery - Amputating the wrong limb, operating on wrong kidney
- Surgery on wrong patient - Patient identification failures
- Foreign objects left in body - Instruments, needles, gauze
- Burns from surgical equipment - Cautery or laser burns
- Paralysis of body part not involved in surgery - Nerve damage from positioning
Expert Witness Requirements
In most surgical error cases, you must provide expert testimony to establish the standard of care and breach. However, res ipsa loquitur cases may not require expert testimony on the standard of care itself (though experts may still be needed for causation and damages).
👤 Expert Requirements Under Evidence Code 720
▼The expert must be qualified in the relevant medical specialty. For surgical errors:
- Board-certified surgeon in the same specialty (orthopedic, cardiac, etc.)
- For anesthesia errors: board-certified anesthesiologist
- Active clinical practice preferred over retired physicians
- Familiarity with the standard of care at the time of the surgery
📋 Certificate of Merit (CCP 411.30)
▼Before filing suit, your attorney must consult with at least one qualified expert who believes there is reasonable and meritorious cause for filing. The attorney must file a certificate confirming this consultation occurred. Exception: In res ipsa loquitur cases, a certificate may state that the attorney consulted an expert who found the case meets res ipsa requirements.
⚠ Foreign Object Exception to Statute of Limitations
CCP 340.5 provides a crucial exception for retained surgical items:
- The 3-year absolute limit does NOT apply to foreign object cases
- You have 1 year from the date you discover (or should have discovered) the foreign object
- Discovery typically occurs when symptoms prompt imaging that reveals the object
- This exception allows claims even decades after the surgery
☑ Evidence Checklist
Surgical error cases require extensive documentation. Gather these materials to support your claim.
📋 Surgical Records
- ✓ Operative report (detailed description of surgery)
- ✓ Anesthesia records (time-stamped vital signs)
- ✓ Surgical count sheets (sponge, needle, instrument counts)
- ✓ Pre-operative checklist and time-out documentation
- ✓ Consent forms and surgical site marking documentation
🔬 Imaging & Lab Results
- ✓ Pre-operative imaging (X-rays, MRI, CT)
- ✓ Post-operative imaging showing error (retained object, wrong site)
- ✓ Pathology reports
- ✓ Laboratory results (pre and post-operative)
📅 Hospital Records
- ✓ Complete admission and discharge records
- ✓ Nursing notes (often contain critical observations)
- ✓ Incident reports (if filed internally)
- ✓ Medication administration records
- ✓ Post-operative complication notes
💰 Damages Documentation
- ✓ All medical bills (corrective surgery, treatment)
- ✓ Lost wage documentation
- ✓ Disability determination (if applicable)
- ✓ Future care cost estimates
💡 Preservation of Evidence
Critical evidence preservation steps:
- Send spoliation letter - Demand the hospital preserve all records, imaging, and any retained foreign objects
- Request actual images - Get the imaging files, not just radiology reports
- Preserve the foreign object - If a retained item is removed, ensure it is preserved as evidence
- Photograph injuries - Document scars, deformities, and progression
💰 Recoverable Damages
Surgical error damages can be substantial, especially when corrective surgery, long-term disability, or death results. California law allows recovery of both economic and non-economic damages, though non-economic damages remain capped under MICRA.
Economic Damages (No Cap)
| Damage Type | Description |
|---|---|
| Corrective Surgery Costs | Additional surgeries required to fix the error (e.g., removing retained object, reconstructive surgery, amputation revision) |
| Extended Hospitalization | Additional hospital stay, ICU time, and monitoring due to complications |
| Physical Therapy/Rehabilitation | Extended or additional rehabilitation to recover function |
| Lost Wages | Income lost during extended recovery or permanent disability |
| Future Medical Care | Ongoing treatment, prosthetics, medication, and monitoring |
| Home Modifications | Wheelchair ramps, modified bathrooms, specialized equipment (for permanent disability) |
Non-Economic Damages (Capped)
🌱 AB 35 Damages Cap Schedule
Non-economic damages (pain, suffering, disfigurement, loss of limb function) are capped:
| Year | Non-Death Cases | Wrongful Death Cases |
|---|---|---|
| 2024 | $357,000 | $510,000 |
| 2025 | $364,140 | $520,200 |
| 2033 | $750,000 | $1,000,000 |
📊 Sample Surgical Error Damages Calculation
Example: Wrong-Site Knee Surgery Requiring Corrective Procedure
💡 Multiple Defendants May Increase Recovery
Surgical errors often involve multiple liable parties:
- Surgeon - Primary operator, responsible for surgical technique
- Anesthesiologist - Responsible for anesthesia management
- Hospital - Vicarious liability for staff, responsible for protocols
- Surgical Assistants/Nurses - May share liability for count errors
While MICRA caps still apply per plaintiff, identifying all responsible parties maximizes potential recovery and settlement leverage.
📝 Sample Demand Letter Language
Use these paragraphs to draft your surgical error demand letter or 90-day notice. Customize the highlighted portions for your specific situation.
Dear [HEALTHCARE PROVIDER/HOSPITAL NAME]:
Please take notice that pursuant to California Code of Civil Procedure Section 364, [PATIENT NAME] intends to commence legal action against you for professional negligence (medical malpractice) arising from a surgical error that occurred on [DATE OF SURGERY]. This notice is being provided at least 90 days before the filing of said action as required by law.
This wrong-site surgery constitutes a "Never Event" as defined by the National Quality Forum and represents a clear deviation from the standard of care. The Universal Protocol for surgical site verification, including pre-operative marking and surgical "time-out" procedures, exists specifically to prevent this type of error. The failure to properly identify and verify the correct surgical site before making the incision represents a fundamental breach of the standard of care.
Under the doctrine of res ipsa loquitur, this injury is of a type that ordinarily does not occur in the absence of negligence, the [BODY PART] was in the exclusive control of the defendants during surgery, and [PATIENT NAME] did not contribute to this error in any way.
On [DATE OF DISCOVERY], a [TYPE OF IMAGING - e.g., CT scan, X-ray] revealed the presence of a [RETAINED ITEM - e.g., surgical sponge, laparotomy pad, surgical instrument, needle] inside [PATIENT NAME]'s [BODY AREA]. This retained foreign body required [DESCRIBE CORRECTIVE PROCEDURE OR ONGOING COMPLICATIONS].
Leaving a surgical [ITEM] inside a patient is a recognized "Never Event" and a clear deviation from the standard of care. Surgical count protocols require counting all sponges, instruments, and needles before surgery, during surgery, and before wound closure. The failure to account for all items and the closure of the surgical site with a foreign object remaining inside constitutes negligence under the doctrine of res ipsa loquitur.
Pursuant to CCP 340.5, the three-year limitation period does not apply to foreign object cases. [PATIENT NAME]'s claim is timely as it was discovered on [DATE] and this notice is being sent within one year of discovery.
As a direct result of this anesthesia error, [PATIENT NAME] suffered [INJURIES - e.g., hypoxic brain injury, aspiration pneumonia, dental damage, nerve damage, cardiac arrest, awareness during surgery].
The standard of care for anesthesiology requires continuous monitoring of vital signs, appropriate dosing based on patient weight and medical history, immediate recognition of adverse events, and prompt intervention when complications arise. [ANESTHESIOLOGIST NAME]'s failure to [DESCRIBE SPECIFIC FAILURE] fell below this standard and directly caused [PATIENT NAME]'s injuries.
Economic Damages:
- Corrective surgical procedure: $[AMOUNT]
- Additional hospitalization: $[AMOUNT]
- Extended rehabilitation: $[AMOUNT]
- Lost wages: $[AMOUNT]
- Future medical care: $[AMOUNT]
Non-Economic Damages:
[PATIENT NAME] has experienced significant pain and suffering from undergoing [ADDITIONAL SURGERY/COMPLICATIONS], emotional distress, disfigurement, [LOSS OF LIMB/FUNCTION IF APPLICABLE], and loss of enjoyment of life. These damages are subject to MICRA limitations under Civil Code Section 3333.2.
Demand: We demand compensation in the amount of $[TOTAL DEMAND] to fully resolve this matter. This demand is based on the clear liability established by the Never Event that occurred and the substantial damages [PATIENT NAME] has suffered. Please have your malpractice insurance carrier contact the undersigned within 30 days to discuss resolution.
🚀 Next Steps
Surgical error cases often have strong liability profiles, especially for Never Events. Follow this timeline to protect your rights.
Immediate Actions
Step 1: Document Everything
Photograph any visible injuries or scars. Keep a journal of symptoms, pain levels, and limitations. Save all communications with the hospital.
Step 2: Request Complete Medical Records
Request records from the hospital including operative reports, anesthesia records, nursing notes, and count sheets. Also request actual imaging files, not just reports.
Step 3: Send Spoliation Letter
Put the hospital on notice to preserve all evidence including any retained foreign objects, surgical equipment logs, and incident reports.
Step 4: Send 90-Day Notice (CCP 364)
Send certified mail notice to the surgeon, hospital, anesthesiologist, and any other potentially liable parties. This preserves your statute of limitations.
Step 5: Consult a Medical Malpractice Attorney
Surgical error cases often have clear liability (especially Never Events) but require expert testimony and significant resources. Consultations are typically free.
✅ Surgical Error Cases Often Settle
Surgical error cases, especially Never Events, have several factors that favor settlement:
- Clear liability - Res ipsa loquitur cases are difficult for defendants to defend
- Hospital risk management - Hospitals want to avoid publicity and trial
- Insurance pressure - Insurers prefer to settle clear liability cases
- Documentary evidence - Surgical records often clearly document the error
⚠ Don't Accept Hospital's Offer Without Counsel
Hospitals may offer quick settlements or "write off" bills after Never Events. Before accepting:
- The initial offer is almost always far below the case value
- Signing a release waives all future claims
- You may not yet know the full extent of your injuries
- Attorney consultation is free - get professional evaluation first
Get a Free Case Evaluation
Surgical error cases often have strong liability. Get a free consultation with an experienced California medical malpractice attorney to evaluate your case.
Free ConsultationCalifornia Resources
- Medical Board of California: mbc.ca.gov - File complaints against physicians
- CA Dept. of Public Health: cdph.ca.gov - File complaints against hospitals (licensing violations)
- State Bar Lawyer Referral: calbar.ca.gov - Find certified specialists in medical malpractice
- Joint Commission: jointcommission.org - Report safety events at accredited hospitals