$25K

Per Year Penalty

For each unfiled form

Apr 15

Filing Deadline

Extension to Oct 15

2017

Rule Change

All foreign LLCs must file

$0

Even If No Income

Required if dormant

$25,000+ penalty for failure to file - per form, per year

Why Form 5472 Matters

β–Ό

If you are a non-US person and you own a single-member LLC in the United States, you have an annual filing obligation: IRS Form 5472 with an accompanying pro forma Form 1120.

Filing Required Even If

  • LLC has no US-source income
  • LLC conducts no business activity
  • LLC is completely dormant
  • LLC has zero reportable transactions

The IRS wants to know about the existence and ownership structure of every foreign-owned US entity.

Filing Requirements

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You must file Form 5472 if you meet BOTH criteria:

1. Reporting Corporation

  • Any US corporation 25%+ foreign-owned
  • Foreign corporation in US trade/business
  • Single-member LLC owned by foreign person

2. Reportable Transactions

  • Capital contributions (money you put in)
  • Distributions (money you take out)
  • Sales, purchases, rents, royalties
  • Services, interest, commissions
2017 Rule Change: Before 2017, single-member LLCs owned by foreign persons were "disregarded entities" with no filing requirements. Treasury changed this in December 2016 (TD 9796).

What to File

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A foreign-owned single-member LLC must file:

Form 5472

  • Part I: Reporting corporation info
  • Part II: 25% foreign shareholder info
  • Part III: Related party info (if applicable)
  • Part IV: Monetary transactions
  • Part V: Disregarded entity transactions
  • Part VI: Nonmonetary transactions

Pro Forma Form 1120

  • Page 1: Name, address, EIN, dates
  • Item E: Check if no assets/income
  • Schedule K: Questions 2 and 3
  • Write "NONE" on income lines
  • Sign the form

Deadlines and Where to File

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Filing Deadlines

  • Calendar year LLCs: April 15
  • With extension (Form 7004): October 15
  • Fiscal year LLCs: 15th day of 4th month after year end

Mail completed forms to:

Department of the Treasury
Internal Revenue Service Center
Ogden, UT 84201-0012

EIN Requirement

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To file Form 5472, your LLC must have an Employer Identification Number (EIN). This is true even if your LLC has no employees.

How Foreign Persons Get EIN

  • File Form SS-4 by fax or mail
  • Call IRS: +1-267-941-1099 (not toll-free)
  • Use US-based third party (attorney, registered agent)

Required Information

  • Responsible party designation
  • SSN, ITIN, or foreign passport number
  • Country of citizenship
  • LLC formation documents
Foreign persons cannot obtain an EIN online through the IRS website. You must use fax, mail, or phone.

Common Filing Scenarios

Scenario 1: Dormant LLC with No Activity

You formed a Wyoming LLC in 2024. You deposited $5,000 into the LLC's bank account but conducted no other business. The LLC has no income and no expenses.

Filing required: The $5,000 deposit is a capital contribution - a reportable transaction. Report it in Part V.

Scenario 2: Real Estate Holding LLC

You own a Florida condo through a Delaware LLC. The LLC received $24,000 in rental income, paid $12,000 in property management fees, and distributed $6,000 to you.

Filing required: Report the $6,000 distribution in Part V. If you personally provided any services to the LLC, report those as well.

Scenario 3: E-Commerce Business LLC

You operate an online store through a US LLC. The LLC earned $200,000 in revenue and paid you a $50,000 management fee.

Filing required: Report the $50,000 management fee in Part IV. Separate Form 5472 may be needed for each related party.

Scenario 4: LLC Owned by Foreign Corporation

Your BVI company owns a US LLC that holds investment securities. The LLC has $500,000 in assets and received $15,000 in dividend income.

Filing required: Report capital contributions from and distributions to the BVI company. BVI company info goes in Part II.

Step-by-Step Filing Guide

STEP 1
Gather Information
Collect EIN, LLC formation documents, bank statements showing all capital contributions and distributions, and your personal identification.
STEP 2
Identify All Reportable Transactions
Review all money movements between you and the LLC: capital contributions, distributions, loans, service fees, reimbursements.
STEP 3
Complete Form 5472
Fill out Parts I, II, and V (for disregarded entities). Report all monetary transactions with accurate dollar amounts.
STEP 4
Complete Pro Forma Form 1120
Complete the header information on page 1 and Schedule K. Write "NONE" on income and deduction lines.
STEP 5
Attach and Mail
Attach Form 5472 to the pro forma 1120. Sign the 1120. Mail to Ogden, UT service center.
STEP 6
Retain Records
Keep copies of filed returns and supporting documentation for at least 7 years.

Filing Delinquent Returns

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If you have unfiled Form 5472 returns from prior years, you have several options:

Option 1: Quiet Disclosure

  • Simply file delinquent returns
  • Include cover letter explaining late filing
  • Risk: IRS may assess full $25K penalty

Option 2: Reasonable Cause Statement

  • File with detailed explanation
  • Request penalty abatement
  • Include supporting documentation

Option 3: Delinquent IIR Procedures

  • IRS procedures for late international returns
  • Requires reasonable cause
  • Must not be under examination
  • No prior IRS notice about the returns
Act before the IRS contacts you: Your chances of penalty abatement are much better if you voluntarily come forward.
Penalties can stack quickly: 5 years of unfiled returns = $125,000+ in potential penalties
Violation Penalty
Failure to file Form 5472 $25,000 per form, per year
Filing incomplete or inaccurate Form 5472 $25,000 per form
Failure to maintain records $25,000
Continued failure after IRS notice (per 30-day period) Additional $25,000
Criminal penalties for willful failure Up to $25,000 fine and/or imprisonment

Reasonable Cause Defense

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The $25,000 penalty may be waived if you can demonstrate "reasonable cause" for the failure to file:

Requirements

  • You exercised ordinary business care and prudence
  • You were unable to file despite your efforts
  • The failure was not due to willful neglect
"I didn't know about the requirement" is generally NOT accepted as reasonable cause, especially after 2017.

Recordkeeping Requirements

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The IRS requires you to maintain records sufficient to establish the accuracy of Form 5472. Records must be kept for at least 7 years.

Required Records

  • Books and records of the US LLC
  • Bank statements
  • Contracts with related parties
  • Capital contribution documentation
  • Distribution records
  • Transfer pricing documentation

Related Filing Requirements

  • FinCEN BOI Report - All LLCs
  • Form 1040-NR - If US income
  • Form 8833 - Treaty positions
  • Form 8288 - FIRPTA withholding
  • State Annual Reports - Varies by state

Annual Compliance Checklist

Before Tax Year Ends

  • Confirm LLC has valid EIN
  • Maintain current registered agent
  • Track all capital contributions
  • Track all distributions

Prepare to File

  • Document related-party transactions
  • Complete Form 5472 (all parts)
  • Complete pro forma Form 1120
  • Sign Form 1120

Submit and Retain

  • File by April 15 (or extended)
  • Retain copies for 7+ years
  • File FinCEN BOI report (separate)
  • File state annual report