The only legal resource hub built for founders launching algorithmic trading platforms, robo-advisers, and AI-powered investment tools. Get regulatory clarity in 15 minutes, not 15 meetings.
Navigate the regulatory maze with cluster-by-cluster deep dives
Investment adviser registration, robo-adviser compliance, marketing rules
14 PagesCTA/CPO registration, futures trading, commodity pool requirements
12 PagesMSB registration, AML programs, BSA compliance, beneficial ownership
10 PagesMoney transmitter licenses, state securities laws, blue sky compliance
8 PagesGet personalized guidance in minutes, not meetings
Get a comprehensive regulatory risk assessment across SEC, CFTC, FinCEN, and state regulators based on your business model.
Start AssessmentValidate whether your "pure software" positioning holds up under SEC scrutiny. Compare to no-action letter precedents.
Start ValidationDetermine if you qualify for trader tax status and estimate savings from mark-to-market accounting election.
Calculate NowGet realistic budget estimates for legal formation, registration fees, annual compliance, and ongoing costs.
Estimate CostsUnderstand Howey test implications for utility tokens, NFT securities law, and stablecoin regulatory frameworks.
Explore CryptoCustodial vs non-custodial analysis, DAO legal structures, and smart contract securities implications.
Analyze StructureYour persistent command center for regulatory navigation
Schedule a consultation with Sergei Tokmakov, Esq. - CA-licensed attorney focused on trading platform compliance.