SOS: financial advisor churning account

I publish illustrative scenarios prepared by my practice. All participants and conversations are fictional. The fictional posts are not posts by real users, accounts of client experiences, or reports of actual results.
Illustrative scenario prepared by my practice.
For informational purposes only. This is not legal advice. Laws vary by jurisdiction. Consult a qualified attorney for advice specific to your situation.
Hypothetical question

Yeah has anyone dealt with something like this? I'm not sure what my options are.

financial advisor churning account. I've been dealing with this for about 13 weeks now and the situation isn't improving.

I have already tried to resolve this directly but the other party is not cooperating.

Do I have a strong case? What should my next steps be?

Illustrative response

NAL, but from what I've read, you should document everything. Take the above with a huge disclaimer that I'm just some person on the internet.

Illustrative response

Just want to point out — the statute of limitations might be a factor here. In some states it's as short as 1-2 years. Don't sit on this too long.

Illustrative response

Liquidated damages clauses need to be a reasonable estimate of actual damages at the time the contract was signed. If the amount is disproportionate to actual harm, courts will often strike it as an unenforceable penalty.

Illustrative response

Did you send a formal breach notice? Most contracts require this before litigation.

Illustrative response

Check if there's a choice of law provision. That determines which state's law applies.