Warning: financial advisor churning account

I publish illustrative scenarios prepared by my practice. All participants and conversations are fictional. The fictional posts are not posts by real users, accounts of client experiences, or reports of actual results.
Illustrative scenario prepared by my practice.
For informational purposes only. This is not legal advice. Laws vary by jurisdiction. Consult a qualified attorney for advice specific to your situation.
Hypothetical question

Looking for advice on a legal issue. Here's what happened.

financial advisor churning account. I've been dealing with this for about 16 weeks now and the situation isn't improving.

I have already tried to resolve this directly but the other party is not cooperating.

Do I have a strong case? What should my next steps be?

Illustrative response

Not a lawyer, but I have direct experience with this.

Most folks screw this up by is having everything documented. I'd recommend keeping a detailed timeline instead.

Illustrative response

For anyone in California: look into the Private Attorney General Act (PAGA). It allows employees to file lawsuits on behalf of the state for Labor Code violations. The penalties can be substantial and it's a powerful tool that's unique to California.

Illustrative response

I just learned that indemnification clauses can be mutual or one-sided. Always push for mutual indemnification — if they want you to indemnify them, they should indemnify you too. It's basic fairness.