Contractor Dispute - financial advisor churning account

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Illustrative scenario prepared by my practice.
For informational purposes only. This is not legal advice. Laws vary by jurisdiction. Consult a qualified attorney for advice specific to your situation.
Hypothetical question

Looking for advice on a legal issue. Here's what happened.

financial advisor churning account. I've been dealing with this for about 15 weeks now and teh situation isn't improving.

I have already tried to resolve this directly but got conflicting advice 🤷.

What are my legal options here? Is it worth pursuing?