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Cap Table Question — Reg D 506(b) compliance question

Started by throwaway_student_today · Nov 10, 2025 · 508 views · 4 replies
For informational purposes only. This is not legal advice. Laws vary by jurisdiction. Consult a qualified attorney for advice specific to your situation.
TS
throwaway_student_today OP

Has anyone dealt with something like this? I'm not sure what my options are.

Reg D 506(b) compliance question. I've been dealing with this for about 8 months now and the situation isn't improving.

I have already tried to resolve this directly but did not get a clear answer.

Do I have a strong case? What should my next steps be?

NB
newbie_business_owner_WA

Have you tried reaching out to your state's bar association? They sometimes have free resources or mediation services.

FF
frustrated_freelancer_question

This happened to me too. Have you tried filing a complaint with the relevant agency? In my case they investigated and it got resolved without needing a lawyer.

TL
Mod_TermsLaw Moderator

Licensed attorney — a few thoughts. Here's my take on the legal issues.

Based on what you've described, you likely have a viable claim under the relevant statute. The standard is whether a reasonable person would find the conduct actionable.

You should consult with a local attorney who handles these cases. Many offer free initial consultations.

JC
just_curious_creator_NC

Just want to point out — the statute of limitations might be a factor here. In some states it's as short as 1-2 years. Don't sit on this too long.

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