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I can't believe reg D 506(b) compliance question is even legal

Started by billable_hours_33 · Jun 27, 2025 · 1,279 views · 2 replies
For informational purposes only. This is not legal advice. Laws vary by jurisdiction. Consult a qualified attorney for advice specific to your situation.
BH
billable_hours_33 OP

I've been trying to resolve this on my own but I'm stuck.

Reg D 506(b) compliance question. I've been dealing with this for about 8 months now and the situation isn't improving.

I have already tried to resolve this directly but the other party is not cooperating tbh.

Am I overthinking this or is this a real legal issue worth pursuing?

BW
brandon.w_3

Not a lawyer, but I have direct experience with this.

Most folks screw this up by is escalating to a supervisor/manager. I'd recommend following the formal complaint procedure instead.

QT
quinn_t_5

Not a lawyer, but I have direct experience with this.

The thing that gets people is filing with the appropriate government agency. I'd recommend gathering evidence first instead.