The only legal hub built for founders launching algorithmic trading platforms, robo-advisers, and AI-powered investment tools. Get regulatory clarity in 15 minutes, not 15 meetings.
Legal Resource Pages
Interactive Tools
Regulatory Clusters
Workbench Access
Based on your business model and planned features
Interactive regulatory flowchart will appear here after you complete the Regulatory Exposure Wizard.
15 questions • 5 min
Get a comprehensive regulatory risk assessment across SEC, CFTC, FinCEN, and state regulators based on your business model.
Risk Score: 7.2/10
10 questions • 3 min
Validate whether your positioning as "pure software" holds up under SEC scrutiny. Compares your answers to no-action letter precedents.
Calculator • 2 min
Determine if you qualify for trader tax status and estimate tax savings from mark-to-market accounting election.
Calculator • 3 min
Get realistic budget estimates for legal formation, registration fees, annual compliance, insurance, and ongoing costs.
Text analyzer • 1 min
Paste your ad copy, landing page, or marketing materials. Get flagged for prohibited claims and missing disclosures.
Analysis • 5 min
Select which broker APIs you're integrating (Alpaca, IBKR, etc). We analyze their TOS for custody, best execution, and data restrictions.
No documents generated yet. Complete interactive tools to generate custom documents.
Interactive budget calculator with month-by-month cash flow projections will appear here.
14 pages covering RIA registration, robo-adviser compliance, Form ADV, custody rules, and marketing requirements.
Browse Cluster →12 pages on commodity trading adviser registration, exemptions, NFA membership, and futures compliance.
Browse Cluster →10 pages covering MSB registration, AML programs, SAR filing, KYC requirements, and sanctions screening.
Browse Cluster →11 pages on securities law for tokens, DAOs, DeFi platforms, and blockchain-based trading structures.
Browse Cluster →9 pages analyzing broker integration agreements, custodial vs non-custodial models, and API TOS risks.
Browse Cluster →10 pages on SEC Marketing Rule 2021, hypothetical performance disclosures, and advertising compliance.
Browse Cluster →8 pages covering Section 475(f) trader tax status, mark-to-market elections, entity selection, and deductions.
Browse Cluster →9 pages on platform TOS templates, API licenses, AI model ownership, data privacy, and user agreements.
Browse Cluster →