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Responding to Employer Defenses

Counter-arguments for common whistleblower retaliation defenses under Labor Code 1102.5

Understanding the Burden of Proof

Under Labor Code 1102.6, you only need to show your protected activity was a "contributing factor" to the adverse action. Then the burden shifts to the employer to prove BY CLEAR AND CONVINCING EVIDENCE that they would have taken the same action regardless. This is a high burden for employers to meet.

1
"You Didn't Report an Actual Legal Violation" Very Common

The Defense Explained

Employer claims your report wasn't protected because what you complained about wasn't actually illegal, or you were wrong about the law.

Your Counter-Arguments

  • The statute protects "reasonable belief" - not just actual violations
  • I had reasonable cause to believe there was a violation based on [evidence]
  • The complaint doesn't need to specifically cite a statute to be protected
  • Whether an actual violation occurred is irrelevant to retaliation analysis
  • Employer cannot require employees to be legal experts before reporting
Sample Response Language

"Labor Code section 1102.5(b) protects employees who disclose information where they have 'reasonable cause to believe' there is a violation. Under Mize-Kurzman, an employee need not be correct about the legality - only that they reasonably believed there was a violation. I had reasonable cause to believe [conduct] violated [law/regulation] based on [specific facts]. Whether a court ultimately finds an actual violation is irrelevant to my retaliation claim."

Evidence to Gather
  • Training materials suggesting the conduct was improper
  • Company policies the conduct appeared to violate
  • Industry standards or regulations you believed applied
  • Opinions of others who shared your concern
  • Documentation showing your good faith inquiry before reporting
2
"You Were Fired for Performance Issues" Very Common

The Defense Explained

Employer claims the adverse action was based on legitimate performance problems, attendance issues, or other misconduct - not your whistleblowing.

Your Counter-Arguments

  • Performance issues were fabricated or exaggerated after my disclosure
  • I had no performance issues before whistleblowing
  • Temporal proximity: discipline began shortly after disclosure
  • Employer cannot meet "clear and convincing evidence" burden
  • Similarly situated non-whistleblowers were treated better
  • Shifting explanations suggest pretext
Key Point: Employer Bears the Burden

Unlike typical employment cases where you must disprove the employer's reason, under LC 1102.6 the EMPLOYER must prove by clear and convincing evidence that they would have taken the same action regardless of your whistleblowing. This is a significantly higher burden.

Sample Response Language

"Under Labor Code 1102.6, [Employer] bears the burden of proving by clear and convincing evidence that they would have terminated me regardless of my protected disclosure. They cannot meet this burden. Before my disclosure on [date], I had [years] of positive performance reviews and no discipline. Within [days/weeks] of my report, I suddenly received [discipline]. This temporal proximity, combined with my prior clean record, establishes that retaliation was a contributing factor. [Employer] cannot prove with clear and convincing evidence that they would have acted identically absent my whistleblowing."

Evidence to Gather
  • All performance reviews before the disclosure (showing positive record)
  • Timeline comparing disclosure date to first discipline
  • Evidence of shifting or inconsistent reasons given
  • Comparators: how others with similar issues were treated
  • Evidence performance claims are exaggerated or false
3
"You Didn't Report to the Right Person" Legal Standard

The Defense Explained

Employer claims your disclosure wasn't protected because you didn't report to a government agency - only to internal management, HR, or a supervisor.

Your Counter-Arguments

  • Since 2014, internal reports to supervisors/managers are explicitly protected
  • I reported to [person] who had authority to investigate/correct the issue
  • Reports to HR, compliance, or ethics hotlines are protected
  • California law does NOT require external government reporting
  • Even if report was internal, it's protected under 1102.5(b)
Sample Response Language

"Labor Code 1102.5(b) explicitly protects disclosures to 'a person with authority over the employee or another employee who has the authority to investigate, discover, or correct the violation.' My report to [name/position] qualifies because [he/she] had authority to [investigate/correct] the violation. The statute does not require employees to bypass internal channels and go directly to government agencies. My internal report is fully protected."

Evidence to Gather
  • Org chart showing reporting person's authority
  • Job description of person you reported to
  • Company policy indicating who to report violations to
  • Evidence the person had power to investigate or act
4
"The Decision-Maker Didn't Know About Your Report" Very Common

The Defense Explained

Employer claims the person who made the adverse decision had no knowledge of your whistleblowing, so there couldn't have been retaliation.

Your Counter-Arguments

  • Cat's paw: A biased supervisor influenced the decision
  • Knowledge can be inferred from circumstances (small company, public disclosure)
  • The "decision-maker" may not be who they claim
  • Even if decision-maker didn't know, others who influenced the decision did
  • Evidence suggests actual knowledge despite denials
Sample Response Language

"Under the 'cat's paw' theory recognized in Reeves v. Safeway, an employer is liable when a supervisor who knew of my protected activity influenced the decision-maker. [Supervisor who knew] recommended my termination/provided negative input that drove the decision. Additionally, knowledge can be inferred: [Employer] is a [size] company where my report was widely discussed. The claim that [decision-maker] was unaware is not credible given [specific facts]."

Evidence to Gather
  • Evidence of who recommended the adverse action
  • Chain of command showing who influenced decision
  • Evidence your report was widely known in the company
  • Testimony about discussions regarding your disclosure
  • Emails or documents showing decision-maker's actual knowledge
5
"Too Much Time Passed Between Report and Action" Procedural

The Defense Explained

Employer argues that too much time elapsed between your disclosure and the adverse action to support causation (no "temporal proximity").

Your Counter-Arguments

  • There was escalating retaliation starting immediately after disclosure
  • Employer waited for an opportunity to justify termination
  • Other evidence of causation beyond temporal proximity exists
  • The "contributing factor" standard requires less than but-for causation
  • Employer's own documents show connection
  • Pattern of hostility connects disclosure to ultimate termination
Sample Response Language

"While temporal proximity is one form of evidence, it is not required. Here, a clear pattern connects my disclosure to my termination: [describe escalation of hostility, negative reviews, increased scrutiny, etc.]. The delay occurred because employer was building a paper trail to justify retaliation. Under the 'contributing factor' standard of LC 1102.6, I need only show my disclosure contributed to the decision - not that it was the sole or primary cause. The totality of evidence supports causation."

Evidence to Gather
  • Timeline of all adverse actions after disclosure
  • Evidence of changed treatment immediately after disclosure
  • Statements by managers showing ongoing hostility
  • Documents showing pretextual buildup to termination
  • Evidence of the "first opportunity" to retaliate
6
"You Had an Obligation to Report - Not Protected" Legal Standard

The Defense Explained

Employer claims your disclosure wasn't "whistleblowing" because it was part of your normal job duties - you were required to report such issues.

Your Counter-Arguments

  • California law explicitly protects job-duty disclosures (2013 amendment)
  • LC 1102.5(b) covers disclosures "regardless of whether disclosing the information is part of the employee's job duties"
  • Federal Garcetti limitation does NOT apply under California law
  • Compliance officers, auditors, and investigators are fully protected
Sample Response Language

"California Labor Code section 1102.5(b) explicitly protects disclosures made 'regardless of whether disclosing the information is part of the employee's job duties.' The Legislature added this language in 2013 specifically to reject the federal Garcetti doctrine. My report is protected whether or not it was part of my job responsibilities. [Employer] cannot use my job duties against me under California law."

Evidence to Gather
  • Copy of LC 1102.5(b) showing "regardless of job duties" language
  • Legislative history showing purpose was to protect job-duty disclosures
  • Your job description (to address regardless)
7
"You're Disgruntled - This is Just Retaliation Claim" Very Common

The Defense Explained

Employer attacks your credibility, claiming you're just a bitter former employee inventing a whistleblower claim to get back at them.

Your Counter-Arguments

  • My motives for reporting are irrelevant - the disclosure is still protected
  • I documented concerns before any adverse action occurred
  • Contemporaneous evidence corroborates my report
  • Others witnessed the violations I reported
  • This is an attack on credibility, not the merits of the claim
Sample Response Language

"My personal feelings about [Employer] are irrelevant to whether my disclosure is protected. Labor Code 1102.5 protects disclosures based on their content, not the reporter's motivation. I made my disclosure on [date], before any conflict arose. The disclosure is documented in [evidence]. Whether I am 'disgruntled' does not change the legal analysis: I made a protected disclosure, and retaliation followed."

Evidence to Gather
  • Documentation of disclosure before any discipline
  • Corroborating witnesses to the violations
  • Evidence showing the violations were real
  • Prior positive relationship with employer
8
"You Signed an Arbitration Agreement" Procedural

The Defense Explained

Employer claims your whistleblower claim must go to arbitration rather than court or the Labor Commissioner.

Your Counter-Arguments

  • Right to file with Labor Commissioner cannot be waived
  • Agreement may be unconscionable under California law
  • You may proceed administratively while arbitrating private claim
  • Public policy exception may apply to whistleblower claims
  • Certain provisions (class waiver, fee-splitting) may be unenforceable
Sample Response Language

"My right to file a complaint with the Labor Commissioner cannot be waived by any private agreement. Additionally, the arbitration agreement is unconscionable because [procedural: no negotiation, hidden terms, take-it-or-leave-it] [substantive: limited discovery, fee-splitting, unfair venue]. Even if some claims must be arbitrated, I retain the right to pursue administrative remedies for my whistleblower claim."

Evidence to Gather
  • Copy of arbitration agreement
  • Circumstances of signing (orientation, no negotiation)
  • Unconscionable terms in the agreement
  • Evidence of procedural unconscionability
9
"Your Claim is Time-Barred" Procedural

The Defense Explained

Employer claims you waited too long to file your claim and the statute of limitations has expired.

Your Counter-Arguments

  • 3-year statute of limitations for California 1102.5 claims
  • Continuing violation doctrine extends deadline if retaliation was ongoing
  • Discovery rule may toll deadline if you didn't know of claim
  • Equitable tolling may apply if you pursued other remedies
  • Each separate retaliatory act starts a new limitations period
Sample Response Language

"My claim is timely. California Labor Code 1102.5 claims have a 3-year statute of limitations. My claim was filed within 3 years of the adverse action on [date]. [Alternatively]: Under the continuing violation doctrine, the ongoing pattern of retaliation brings earlier acts within the limitations period. [Or]: The discovery rule tolls the deadline because I did not discover the retaliatory nature of the action until [date]."

Evidence to Gather
  • Timeline of all retaliatory actions
  • Date you discovered the connection to your disclosure
  • Evidence of ongoing pattern of retaliation
  • Record of any tolling events (other filings, etc.)
10
"We Would Have Taken the Same Action Anyway" Legal Standard

The Defense Explained

Employer claims that even if you did engage in protected activity, they would have taken the same adverse action based on legitimate reasons.

Your Counter-Arguments

  • Employer must meet "clear and convincing evidence" standard
  • This is a higher burden than typical employment cases
  • Evidence of pretext undermines their claim
  • Timing and circumstances belie their purported reasons
  • Inconsistent treatment of similarly situated employees
  • Shifting explanations suggest post-hoc rationalization
Critical: "Clear and Convincing" Standard

This is not "more likely than not" (preponderance). Clear and convincing evidence requires the employer to show their legitimate reason is highly probable - leaving no substantial doubt. Courts should view this burden strictly.

Sample Response Language

"[Employer] cannot meet its burden of proving by clear and convincing evidence that it would have taken the same action regardless of my protected disclosure. The 'clear and convincing' standard requires proof that leaves no substantial doubt. Here, [describe evidence of pretext: timing, shifting reasons, inconsistent treatment]. At best, [Employer] offers disputed evidence that might support a preponderance standard - but that is insufficient under LC 1102.6."

Evidence to Gather
  • All versions of reasons given for the adverse action
  • Comparators treated differently
  • Inconsistencies in employer's documentation
  • Evidence the stated reason is pretextual
  • Your prior positive performance record

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